As filed with the Securities and Exchange Commission on February 26, 2025

 

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

SCHEDULE TO

 

Tender Offer Statement under Section 14(d)(1) or 13(e)(1)

of the Securities Exchange Act of 1934

(Amendment No. 1)

 

 

 

New Mountain Finance Corporation

(Name of Subject Company (Issuer) and Filing Person (Offeror))

 

7.50 % Convertible Notes due 2025

(Title of Class of Securities)

 

647551 AE0

(CUSIP Number of Class of Securities)

 

John R. Kline

New Mountain Finance Corporation

1633 Broadway, 48th Floor

New York, New York 10019

(212) 720-0300

(Name, address, and telephone number of person authorized to receive notices and communications on behalf of filing persons)

 

Copies to:

Steven B. Boehm

Payam Siadatpour

Eversheds Sutherland (US) LLP

700 Sixth Street, NW

Washington, DC 20001

(202) 383-0100

 

 

           
o Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer.
Check the appropriate boxes below to designate any transactions to which the statement relates:
o Third-party tender offer subject to Rule 14d-1.
x Issuer tender offer subject to Rule 13e-4.
o Going-private transaction subject to Rule 13e-3.
o Amendment to Schedule 13D under Rule 13d-2.


 

 
 

This Amendment No. 1 (this “Amendment No. 1”) amends and supplements the Tender Offer Statement on Schedule TO filed with the Securities and Exchange Commission by New Mountain Finance Corporation, a Delaware corporation (the “Company”), on January 21, 2025 (the “Schedule TO”), relating to the Company’s offer to purchase (the “Tender Offer”) up to $260,000,000 aggregate principal amount of outstanding 7.50% Convertible Notes due 2025 (the “Notes”). The Tender Offer was made upon the terms and subject to the conditions set forth in the Offer to Purchase, dated January 21, 2025 (the “Offer to Purchase”).

 

This Amendment No.1 is the final amendment to the Schedule TO and reports the results of the Tender Offer.

 

The Tender Offer expired at 5:00 P.M., New York City time, on February 19, 2025. As of the expiration of the Tender Offer, $1,216,000 aggregate principal amount of the Notes, representing approximately 0.47% of the outstanding Notes, were validly tendered and not validly withdrawn pursuant to the Tender Offer. The Company has accepted for purchase all Notes that were validly tendered and not validly withdrawn pursuant to the applicable Tender Offer at the expiration of such Tender Offer at the Purchase Price (plus accrued and unpaid interest on such Notes, if any, from the last interest payment date, up to but not including the Settlement Date). Following settlement of the Tender Offer, approximately $258,784,000 aggregate principal amount of the Notes will remain outstanding.

 

Item 12. Exhibits. 

 

Exhibit
No.
Description  
     
107 Filing Fee Table  

 

 

 
 

 

SIGNATURE

After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

New Mountain Finance Corporation

By: /s/ John R. Kline

Name: John R. Kline

Title: President and Chief Executive Officer

 

Dated: February 26, 2025