UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K
 
CURRENT REPORT
Pursuant to section 13 or 15(d) of the
Securities Exchange Act of 1934
 
Date of Report (Date of Earliest Event Reported): May 2, 2016 (April 27, 2016)
 
New Mountain Finance Corporation
(Exact name of co-registrant as specified in its charter)
 
Delaware
 
814-00832
 
27-2978010
(State or other jurisdiction of
incorporation or organization)
 
(Commission
File Number)
 
(IRS Employer
Identification Number)
 
787 7th Avenue, 48th Floor, New York, NY 10019
(Address of principal executive offices)
 
Co-Registrant’s telephone number, including area code (212) 720-0300
 
 
 

 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
¨
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
¨
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
¨
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
¨
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
  









Item 5.07.
Submission of Matters to a Vote of Security Holders.
 
New Mountain Finance Corporation (“NMFC”) held its 2016 Annual Meeting of Stockholders on April 27, 2016 and submitted two (2) matters to the vote of stockholders. A summary of the matters voted upon by the stockholders is set forth below.



Election of Directors:

Stockholders of NMFC elected two nominees for director, each to serve for a three-year term to expire at the 2019 Annual Meeting of Stockholders based on the following votes:
Name
FOR
WITHHELD
Broker Non-Votes
Robert A. Hamwee
27,479,911
440,465
26,991,254
Alfred F. Hurley, Jr.
25,701,122
2,219,254
26,991,254
 
Ratification of the Appointment of Deloitte & Touche LLP to serve as NMFC’s independent registered public accounting firm for the fiscal year ending December 31, 2016:

Stockholders of NMFC ratified the appointment of Deloitte & Touche LLP to serve as NMFC’s independent registered public accounting firm for the fiscal year ending December 31, 2016 based on the following votes:
FOR
AGAINST
ABSTAINED
Broker Non-Votes
53,933,690
830,625
147,315
-
    




SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrants have duly caused this Current Report on Form 8-K to be signed on its behalf by the undersigned hereunto duly authorized.
 



 
 
 
 
 
 
 
 
 
NEW MOUNTAIN FINANCE CORPORATION


 
 
 
Date: May 2, 2016
 
By:
 
/s/ Karrie J. Jerry
 
 
 
 
Name:
 
Karrie J. Jerry
 
 
 
 
Title:
 
Corporate Secretary