Exhibit (d)(5)

 

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549



FORM T-1
STATEMENT OF ELIGIBILITY
UNDER THE TRUST INDENTURE ACT OF 1939 OF A
CORPORATION DESIGNATED TO ACT AS TRUSTEE

Check if an Application to Determine
Eligibility of a Trustee Pursuant to
Section 305(b)(2) o



U.S. BANK NATIONAL ASSOCIATION
(Exact name of Trustee as specified in its charter)

31-0841368
I.R.S. Employer Identification No.

800 Nicollet Mall
Minneapolis, Minnesota

(Address of principal executive offices)

 

55402
(Zip Code)

Karen R. Beard
U.S. Bank National Association
One Federal Street — 10th Floor
Boston, MA 02110
(617) 603-6565

(Name, address and telephone number of agent for service)

New Mountain Finance Corporation
(Issuer with respect to the Securities)

New York
(State or other jurisdiction of
incorporation or organization)

 

27-2978010
(I.R.S. Employer
Identification No.)

787 Seventh Avenue — 48th Floor
New York, New York

(Address of Principal Executive Offices)

 

10019
(Zip Code)

Debt Securities
(Title of the Indenture Securities)


FORM T-1

Item 1.    GENERAL INFORMATION. Furnish the following information as to the Trustee.

Item 2.    AFFILIATIONS WITH OBLIGOR. If the obligor is an affiliate of the Trustee, describe each such affiliation.

Items 3-15    Items 3-15 are not applicable because to the best of the Trustee's knowledge, the obligor is not in default under any Indenture for which the Trustee acts as Trustee.

Item 16.    LIST OF EXHIBITS: List below all exhibits filed as a part of this statement of eligibility and qualification.

   


*
Incorporated by reference to Exhibit 25.1 to Amendment No. 2 to registration statement on S-4, Registration Number 333-128217 filed on November 15, 2005.

**
Incorporated by reference to Exhibit 25.1 to registration statement on form S-3ASR, Registration Number 333-199863 filed on November 5, 2014.

2


SIGNATURE

          Pursuant to the requirements of the Trust Indenture Act of 1939, as amended, the Trustee, U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America, has duly caused this statement of eligibility and qualification to be signed on its behalf by the undersigned, thereunto duly authorized, all in the City of Boston, Commonwealth of Massachusetts on the 18th of May, 2020.


 

 

By:

 

/s/ KAREN R. BEARD

Karen R. Beard
Vice President

3


Exhibit 2

GRAPHIC

4


Exhibit 3

GRAPHIC

5


Exhibit 6
CONSENT

          In accordance with Section 321(b) of the Trust Indenture Act of 1939, the undersigned, U.S. BANK NATIONAL ASSOCIATION hereby consents that reports of examination of the undersigned by Federal, State, Territorial or District authorities may be furnished by such authorities to the Securities and Exchange Commission upon its request therefor.

Dated: May 18, 2020


 

 

By:

 

/s/ KAREN R. BEARD

Karen R. Beard
Vice President

6


Exhibit 7
U.S. Bank National Association
Statement of Financial Condition
As of 3/31/2020
($000's)

 
  3/31/2020  

Assets

       

Cash and Balances Due From Depository Institutions

  $ 46,699,020  

Securities

    122,149,987  

Federal Funds

    2,807  

Loans & Lease Financing Receivables

    316,711,655  

Fixed Assets

    9,075,777  

Intangible Assets

    12,477,802  

Other Assets

    26,012,043  

Total Assets

  $ 533,129,091  

Liabilities

   
 
 

Deposits

  $ 405,823,094  

Fed Funds

    1,428,527  

Treasury Demand Notes

    0  

Trading Liabilities

    1,392,214  

Other Borrowed Money

    55,078,404  

Acceptances

    0  

Subordinated Notes and Debentures

    3,850,000  

Other Liabilities

    14,338,298  

Total Liabilities

  $ 481,910,537  

Equity

   
 
 

Common and Preferred Stock

    18,200  

Surplus

    14,266,915  

Undivided Profits

    36,132,907  

Minority Interest in Subsidiaries

    800,532  

Total Equity Capital

  $ 51,218,554  

Total Liabilities and Equity Capital

 
$

533,129,091
 

7