UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-6F
NOTICE OF INTENT TO ELECT TO BE SUBJECT TO SECTIONS 55
THROUGH
65
OF THE INVESTMENT COMPANY ACT OF 1940
The undersigned hereby notifies the Securities and Exchange Commission that it intends to file a notification of election to be subject to sections 55 through 65 of the Investment Company Act of 1940 (the “Act”) and in connection with such notice submits the following information:
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Name: |
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New Mountain Guardian Corporation |
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Address of Principal |
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787 7th Avenue, 48th Floor New York, NY 10019 |
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Telephone Number |
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(212) 720-0300 |
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Name and address of |
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Robert Hamwee, 787 7th Avenue, 48th Floor, New York, NY 10019 |
The undersigned company hereby notifies the Securities and Exchange Commission that it intends to file a notification of election to be subject to sections 55 through 65 of the Act within ninety days of the date of this filing. The company would be excluded from the definition of an investment company by section 3(c)(1) of the Act, except that it presently proposes to make a public offering of its securities as a business development company.
SIGNATURE
Pursuant to the requirements of section 6(f) of the Act, the undersigned company has caused this notice of intent to elect to be subject to sections 55 through 65 of the Act pursuant to section 54(a) of the Act to be duly executed on its behalf in the city of New York and the state of New York on the 22nd day of July, 2010.
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NEW MOUNTAIN GUARDIAN CORPORATION |
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/s/ Robert Hamwee |
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Name: |
Robert Hamwee |
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Title: |
Chief Executive Officer |
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Attest: |
/s/ Adam Weinstein |
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Name: |
Adam Weinstein |
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Title: |
Chief Financial Officer |
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